Your strategy. Our preparation. Your final sign-off.
BrokViser prepares advice documentation, research and modelling for your review and sign-off, so your time is spent on strategy and clients.
Documentation support across the advice process
Grouped into three stages so you can see where each task sits, not just a list of documents.
Research & Modelling
Building the analysis behind a strategy.
Financial Modelling
Building modelling and projections to support the strategies your advisers recommend.
Product & Comparison Research
Researching products and preparing comparisons to support advice preparation.
Draft Advice Documents
Turning strategy into a document ready for your review.
Statements of Advice
Preparing draft Statements of Advice for the adviser's review, in line with your practice's template and standards.
Records of Advice
Preparing Records of Advice documentation for existing clients and ongoing reviews.
Strategy Documentation Support
Documenting agreed strategies clearly, ready for adviser sign-off.
Supporting Material Preparation
Reviewing and preparing supporting material that accompanies client advice.
Implementation & Files
Getting agreed advice ready to put into effect.
Advice Implementation Documentation
Preparing the documentation needed to put agreed advice into effect.
Client File Preparation
Assembling client files so they are complete, consistent and ready for adviser review.
Before BrokViser, and with BrokViser
A few examples of what typically moves off an adviser's desk.
The advice workflow, and where BrokViser supports it
The adviser retains the client relationship and responsibility for advice.
Client Meeting
Adviser-ledThe adviser leads the client relationship, discovery and needs analysis.
Strategy
Adviser-ledThe adviser determines the recommended strategy.
Research
BrokViser supportBrokViser researches products and prepares comparisons to support the strategy.
Paraplanning
BrokViser supportBrokViser prepares draft advice documentation for adviser review.
Advice Documentation
SharedThe adviser reviews, refines and approves the advice document.
Implementation
BrokViser supportBrokViser prepares implementation paperwork and coordinates follow-up.
Ongoing Administration
BrokViser supportBrokViser maintains files and prepares material for ongoing reviews.
A note on scope
BrokViser supports licensed financial advisers and advice practices. Paraplanning material is prepared for the adviser’s review, amendment and approval, and does not constitute personal financial advice to any retail client.
The adviser remains responsible for the strategy recommended, the accuracy of the final advice document, and compliance with their licensee’s requirements. BrokViser does not hold an Australian Financial Services Licence.
Frequently Asked Questions
No. BrokViser supports licensed financial advisers and advice practices through paraplanning and administrative services. BrokViser does not hold an Australian Financial Services Licence and does not provide personal financial advice to retail clients. The adviser retains full responsibility for the advice provided.
Ready to lighten the paraplanning workload?
Tell us about your advice process and we'll work out which documentation could move off your desk first.